James VallartaCRD Number: 5596181
Current Firm: Northwestern Mutual Investment Services,llc
James Vallarta (CRD# 5596181) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Skokie, IL and has over 2 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Oct 2015 - Current||1|
|Keith Spengel||Skokie, IL||Jan 2015 - Current||2|
|Northwestern Mutual Investment Services LLC||Skokie, IL||Jul 2014 - Current||2|
|Adam Neubauer||Skokie, IL||Jun 2014 - Current||2|
|Thomas Mcbreen||Skokie, IL||Jun 2014 - Current||2|
|Northwestern Mutual Investment Services, LLC||Skokie, IL||Oct 2015 - Mar 2016||< 1|
|Christopher Mettam||Skokie, IL||May 2012 - Apr 2014||1|
|Michael Butz||Vernon Hills, IL||Sep 2008 - May 2012||3|
|Unemployed||Vernon Hills, IL||May 2008 - Sep 2008||< 1|
|Monmouth College||Monmouth, IL||May 2004 - May 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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