John Lee, financial advisor Skokie IL
90 score

John Lee

CRD Number: 5988126
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

John Lee (CRD# 5988126) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Skokie, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Skokie, IL Jan 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Skokie, IL Jan 2016 - Current < 1
Starwood Hotels And Resorts Chicago, IL Jun 2015 - Current 1
Investment Professionals Inc. San Antonio, TX Dec 2014 - Jan 2016 1
Edward Jones St Louis, MO Feb 2014 - Nov 2014 < 1
Lakeside Cleaners Chicago, IL May 2013 - May 2014 1
Principal Life Ins Co Downers Grove, IL Oct 2011 - Jan 2014 2
Princor Financial Services Corp Downers Grove, IL Oct 2011 - Jan 2014 2
Fifth Third Bank Niles, IL Apr 2007 - Oct 2011 4
A La Carte Schaumburg, IL May 2006 - Sep 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2011
S65 NASAA Investment Advisors Law Examination Jun 2012
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for John J. Lee
Phone Number: 800-637-7455
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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