Ronald Pond, financial advisor Solana Beach CA
96 score

Ronald Pond

CRD Number: 1345708
Current Firm: Confluence Investment Management LLC

Ronald Pond (CRD# 1345708) is an Investment Advisor Representative working at Confluence Investment Management LLC in Solana Beach, CA and has over 31 years of experience in the finance industry.

Similar Advisors
Thomas Blottenberger, financial advisor Solana Beach CA
Thomas E. Blottenberger
CRD# 5769283
Park Avenue Securities LLC
Score
106
Similar Advisors
Thomas Brenner, financial advisor Solana Beach CA
Thomas Brenner
CRD# 4458594
Nautilus Advisors LLC
Score
106
Similar Advisors
John O'Reilly, financial advisor Solana Beach CA
John J. O'Reilly
CRD# 5212515
O'reilly Wealth Advisors
Score
103
Professional Designations
Company Name Location Dates Years
Confluence Investment Management LLC Saint Louis, MO Apr 2012 - Current 4
Eagle Asset Management Solana Beach, CA Apr 2008 - Mar 2012 3
Heritage Fund Distributors, Inc. St. Petersburg, FL Apr 2008 - Mar 2012 3
Seligman Advisors, Inc. New York, NY Sep 1998 - Mar 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1985
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Ronald W. Pond
Phone Number: 314-743-5090
Registered State(s):
  • CA
  • MO
  • OK
  • OR
By the Numbers
  • Total Assets Under Management
    3,882
    MILLIONS
  • Total Number of Accounts
    10,239
    ACCOUNTS
  • Average Account Value
    $379,156
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Ronald Pond and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.