Harry Kent, financial advisor Somers CT

Harry Kent

CRD Number: 4212928
Current Firm: Securities America Advisors, Inc.

Harry Kent (CRD# 4212928) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Somers, CT and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Somers, CT Nov 2017 - Current 6
Securities America Advisors Somers, CT Nov 2017 - Current 6
Kent Retirement Planning Services, LLC Somers, CT Oct 2001 - Current 22
National Planning Corporation Somers, CT Jan 2010 - Nov 2017 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2003
S66 NASAA Uniform Combined State Law Examination Aug 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Harry A. Kent
Phone Number: 402-399-9111
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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