Lisa MullinsCRD Number: 3168069
Current Firm: 1st Global Advisors Inc.
Lisa Mullins (CRD# 3168069) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Somerset, KY and has over 18 years of experience in the finance industry. Lisa Mullins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lawrence J. Botzman Cfp
Lpl Financial LLC
1st Global Advisors Inc.
|Evans, Harville, Atwell & Company, Cpas, Pllc||Somerset, KY||Oct 2005 - Current||11|
|1st Global Insurance Services||Somerset, KY||Jun 2004 - Current||12|
|1st Global Advisors, Inc.||Somerset, KY||Apr 1999 - Current||17|
|1st Global Capital Corp.||Somerset, KY||Dec 1998 - Current||18|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 1999|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV