Robert VanceCRD Number: 1887560
Current Firm: Moloney Securities Asset Management LLC
Robert Vance (CRD# 1887560) is an Investment Advisor Representative working at Moloney Securities Asset Management LLC in Sonora, CA and has over 24 years of experience in the finance industry. Robert Vance has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Tweddell Goldberg Investment Management
Bickford Investment Management Services
|Moloney Securities Company, Inc.||Manchester, MO||Jun 2016 - Current||6|
|Vance Capital Management||Sonora, CA||May 1998 - Current||24|
|Ridgeway & Conger, Inc.||New Woodstock, NY||Oct 2011 - May 2016||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,196MILLIONS
Total Number of Accounts3,971ACCOUNTS
Average Account Value$301,142
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI
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