Robert Vance, financial advisor Sonora CA

Robert Vance

CRD Number: 1887560
Current Firm: Moloney Securities Asset Management LLC

Robert Vance (CRD# 1887560) is an Investment Advisor Representative working at Moloney Securities Asset Management LLC in Sonora, CA and has over 24 years of experience in the finance industry. Robert Vance has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Moloney Securities Company, Inc. Manchester, MO Jun 2016 - Current 6
Vance Capital Management Sonora, CA May 1998 - Current 24
Ridgeway & Conger, Inc. New Woodstock, NY Oct 2011 - May 2016 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Robert M. Vance
Phone Number: (314) 909-0600
Firm Website: http://www.msam.net
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,196
    MILLIONS
  • Total Number of Accounts
    3,971
    ACCOUNTS
  • Average Account Value
    $301,142
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

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