Bruce Cohen (CRD# 1001452) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Soquel, CA and has over 37 years of experience in the finance industry. Bruce Cohen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 5946406
J.p. Morgan Securities LLC
CRD# 5084885
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Soquel, CA | Dec 2016 - Current | 7 |
| Securities America Advisors, Inc. | Soquel, CA | Dec 2016 - Current | 7 |
| Broker/agent | Soquel, CA | Jun 2014 - Current | 9 |
| Temple Beth El | Aptos, CA | Jan 2012 - Current | 12 |
| Rental Property | Santa Cruz, CA | Nov 2005 - Current | 18 |
| Investment Planning Group | Soquel, CA | Sep 1990 - Current | 33 |
| Foothill Securities, Inc. | Soquel, CA | Mar 1999 - Dec 2016 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1986 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
- CA
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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