David Graham, financial advisor South Bend IN
96 score

David Graham

CRD Number: 1943544
Current Firm: Wells Fargo Advisors, LLC

David Graham (CRD# 1943544) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in South Bend, IN and has over 25 years of experience in the finance industry. David Graham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Edward Camp, CFP®, CLU®, ChFC®, financial advisor South Bend IN
Edward F. Camp, CFP®, CLU®, ChFC®
CRD# 2052301
Creative Financial Designs, Inc.
Score
91
Similar Advisors
Beverly Ainsley, financial advisor South Bend IN
Beverly A. Ainsley
CRD# 4308049
Raymond James & Associates, Inc.
Score
98
Similar Advisors
Aaron Wieand, financial advisor South Bend IN
Aaron C. Wieand
CRD# 6405872
Integrated Financial Planning Solutions, LLC
Score
98
Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors LLC South Bend, IN Jan 2011 - Current 5
Wells Fargo Investments, LLC South Bend, IN Dec 2000 - Jan 2011 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1991
S65 NASAA Investment Advisors Law Examination Nov 1999
Contact Info for David B. Graham
Phone Number: 314-875-3000
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.