Steven Carlock (CRD# 2088825) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in South Bend, IN and has over 33 years of experience in the finance industry.
CRD# 4621831
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4140596
Raymond James & Associates, Inc.
CRD# 5275
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Forever Learning Institution | South Bend, IN | Sep 2017 - Current | 6 |
| Raymond James Financial Services | South Bend, IN | May 2015 - Current | 8 |
| Raymond James Financial Services Advisors Inc. | South Bend, IN | May 2015 - Current | 8 |
| Complete Financial Solutions Inc. | South Bend, IN | Sep 2003 - Current | 20 |
| Afortus Financial Services | South Bend, IN | Jul 2017 - Sep 2017 | < 1 |
| Lpl Financial Llc (f/k/a Linsco/private Ledger Corp) | South Bend, IN | Jul 2003 - May 2015 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1990 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2003 |
- IN
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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