Michael Dalleo, financial advisor South Berwick ME
78 score

Michael Dalleo

CRD Number: 1396548
Current Firm: Legend Advisory Corporation

Michael Dalleo (CRD# 1396548) is an Investment Advisor Representative working at Legend Advisory Corporation in South Berwick, ME and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Legend Equities Corporation Palm Beach Gardens, FL Jul 2012 - Current 4
Aig Retirement Advisors Nashua, NH Aug 2008 - Jul 2012 3
Waddell & Reed, Inc. Portsmouth, NH Oct 2007 - Aug 2008 < 1
Various Insurance Carriers For W & R Insurance Agencies South Berwick, ME Oct 2007 - Aug 2008 < 1
Thrivent Investment Management Inc. Manchester, CT Jul 2007 - Aug 2008 1
Thrivent Investment Management Inc. Manchester, CT Jul 2007 - Oct 2007 < 1
Unemployed South Berwick, ME Jun 2006 - Jul 2007 1
Unemployed South Berwick, ME Jun 2006 - Jul 2007 1
The Dalleo Agency Pleasant Valley, NY Jan 1986 - Jun 2006 20
The Dalleo Agency Pleasant Valley, NY Jan 1986 - Jun 2006 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1986
S66 NASAA Uniform Combined State Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Michael P. Dalleo
Phone Number: (207) 351-6084
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    2,105
    MILLIONS
  • Total Number of Accounts
    29,775
    ACCOUNTS
  • Average Account Value
    $70,710
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78
Verified Page
Data verified by both the advisor and the public regulatory data.

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