Sean Pettengill, financial advisor South Hadley MA
89 score

Sean Pettengill

CRD Number: 6216902
Current Firm: Cambridge Investment Research Advisors, Inc.

Sean Pettengill (CRD# 6216902) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in South Hadley, MA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Sep 2014 - Current 2
Nylife Securities LLC Waltham, MA Aug 2013 - Aug 2014 1
New York Life Ins Co Waltham, MA Jun 2013 - Aug 2014 1
Brown Brothers Harriman Boston, MA Jul 2010 - Jun 2013 2
Unemployed Waltham, MA May 2010 - Jul 2010 < 1
Bentley University Waltham, MA Sep 2005 - May 2010 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2014
S63 Uniform Securities State Law Examination Nov 2013
Contact Info for Sean M. Pettengill
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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