Brent FrankCRD Number: 3028827
Current Firm: Morgan Stanley
Brent Frank (CRD# 3028827) is an Investment Advisor Representative working at Morgan Stanley in South Jordan, UT and has over 18 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Morgan Stanley||South Jordan, UT||Oct 2013 - Current||3|
|Wells Fargo Advisors LLC||Salt Lake City, UT||Jan 2011 - Oct 2013||2|
|Wells Fargo Investments, LLC||Salt Lake City, UT||Jun 2001 - Jan 2011||9|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2013|
|S63||Uniform Securities State Law Examination||Jun 1998|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV