Christopher Stokes, financial advisor South Jordan UT
81 score

Christopher Stokes

CRD Number: 5581353
Current Firm: J.p. Morgan Securities LLC

Christopher Stokes (CRD# 5581353) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in South Jordan, UT and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Opponent Combat Control Academy Tempe, AZ Jul 2014 - Current 2
J.p. Morgan Securities LLC Phoenix, AZ Oct 2012 - Current 4
Opponent Combat Control Academy Tempe, AZ Nov 2012 - Feb 2015 2
Chase Investment Services Corp. Phoenix, AZ Nov 2011 - Oct 2012 < 1
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Oct 2011 2
Independent Capital Management Corporation Phoenix, AZ Jul 2008 - Dec 2009 1
Aig Financial Advisors Inc. Phoenix, AZ Jul 2008 - Jan 2009 < 1
Unemployed Phoenix, AZ Nov 2007 - Jul 2008 < 1
Decision One Mortgage Services Scottsdale, AZ Jun 2002 - Nov 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S65 NASAA Investment Advisors Law Examination Aug 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Christopher M. Stokes
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • AZ
  • UT
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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