Eric MalloyCRD Number: 6012085
Current Firm: Transamerica Financial Advisors, Inc.
Eric Malloy (CRD# 6012085) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in South Jordan, UT and has over 4 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Rental Property - 9522 Tarbert Circle||South Jordan, UT||Oct 2015 - Current||1|
|Transamerica Financial Advisors, Inc.||South Jordan, UT||Jan 2012 - Current||4|
|World Financial Group, Inc.||South Jordan, UT||Sep 2011 - Current||5|
|Alliant Techsystems||West Valley, UT||May 1983 - Current||33|
|Rental Property - 9534 Tarbert Cir||South Jordan, UT||Apr 2013 - Oct 2015||2|
|Rental Property - 9516 Kilmuir Cir||South Jordan, UT||Sep 2010 - Oct 2015||5|
|Rental Property - 9549 Kilmuir Cir||South Jordan, UT||Jan 2002 - Oct 2015||13|
|World Group Securities, Inc.||South Jordan, UT||Dec 2011 - Jan 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2012|
|S65||NASAA Investment Advisors Law Examination||Feb 2014|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV