Eric Malloy, financial advisor South Jordan UT
90 score

Eric Malloy

CRD Number: 6012085
Current Firm: Transamerica Financial Advisors, Inc.

Eric Malloy (CRD# 6012085) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in South Jordan, UT and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Rental Property - 9522 Tarbert Circle South Jordan, UT Oct 2015 - Current 1
Transamerica Financial Advisors, Inc. South Jordan, UT Jan 2012 - Current 4
World Financial Group, Inc. South Jordan, UT Sep 2011 - Current 5
Alliant Techsystems West Valley, UT May 1983 - Current 33
Rental Property - 9534 Tarbert Cir South Jordan, UT Apr 2013 - Oct 2015 2
Rental Property - 9516 Kilmuir Cir South Jordan, UT Sep 2010 - Oct 2015 5
Rental Property - 9549 Kilmuir Cir South Jordan, UT Jan 2002 - Oct 2015 13
World Group Securities, Inc. South Jordan, UT Dec 2011 - Jan 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2012
S65 NASAA Investment Advisors Law Examination Feb 2014
Contact Info for Eric J. Malloy
Phone Number: 727-299-1800
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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