Vinita Brooks, financial advisor South Jordan UT
90 score

Vinita Brooks

CRD Number: 5963876
Current Firm: Morgan Stanley

Vinita Brooks (CRD# 5963876) is an Investment Advisor Representative working at Morgan Stanley in South Jordan, UT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley South Jordan, UT Apr 2013 - Current 3
E*trade Securities LLC Sandy, UT Aug 2011 - Apr 2013 1
Americorps Salt Lake City, UT Oct 2010 - May 2011 < 1
Jm Alexander Salt Lake City, UT Aug 2010 - Oct 2010 < 1
Himalayan Kitchen Salt Lake City, UT May 2010 - Aug 2010 < 1
Unemployed Chicago, IL Feb 2009 - Apr 2010 1
Sears Holdings Hoffman Estates, IL Jun 2008 - Jan 2009 < 1
The Ohio State University Columbus, OH Sep 2007 - May 2008 < 1
Sears Holdings Hoffman Estates, IL Jun 2007 - Sep 2007 < 1
The Ohio State University Columbus, OH Sep 2006 - May 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Vinita T. Brooks
Phone Number: 914-225-5510
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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