Ann Marie Ocone, financial advisor South Meriden CT

Ann Marie Ocone

CRD Number: 5283747
Current Firm: New England Capital Financial Advisors LLC

Ann Marie Ocone (CRD# 5283747) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in South Meriden, CT and has over 11 years of experience in the finance industry. Ann Marie Ocone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
New England Capital S Meriden, CT Dec 2006 - Current 17
Purshe Kaplan Sterling Investments Albany, NY Jan 2013 - Sep 2023 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination May 2012
Contact Info for Ann Marie Ocone
Phone Number: 203-935-0265
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    529
    MILLIONS
  • Total Number of Accounts
    2,708
    ACCOUNTS
  • Average Account Value
    $195,287
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CT, FL, GA, LA, MA, ME, NC, NH, NJ, NY, PA, RI, SC, TN, TX, VA, VT

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