Michael Scott, financial advisor South Portland ME

Michael Scott

CRD Number: 5370297
Current Firm: Td Ameritrade, Inc.

Michael Scott (CRD# 5370297) is an Investment Advisor Representative working at Td Ameritrade, Inc. in South Portland, ME and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade South Portland, ME Mar 2020 - Current < 1
Edward Jones St Louis, MO Jul 2019 - Feb 2020 < 1
Lpl Financial LLC Fort Mill, SC May 2018 - Jun 2019 1
Sammons Financial Network West Des Moines, IA Oct 2016 - Mar 2018 1
Sammons Retirement Solutions West Des Moines, IA Oct 2016 - Mar 2018 1
Metlife Securities Inc. West Des Moines, IA Dec 2010 - Sep 2016 5
Grandview University Des Moines, IA Aug 2010 - Dec 2010 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Michael S. Scott
Phone Number: (800) 669-3900
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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