Randall Richard, financial advisor South Portland ME

Randall Richard

CRD Number: 1800517
Current Firm: Richard Brothers, Financial Advisors

Randall Richard (CRD# 1800517) is an Investment Advisor Representative working at Richard Brothers, Financial Advisors in South Portland, ME and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Richard Brothers Securities Fka Allegiance Capital LLC S Portland, ME Aug 2000 - Current 23
Allegiance Financial Group Inc. South Portland, ME Sep 1996 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1988
S65 NASAA Investment Advisors Law Examination Apr 1996
Contact Info for Randall J. Richard
Phone Number: 207-879-2352
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    104
    MILLIONS
  • Total Number of Accounts
    412
    ACCOUNTS
  • Average Account Value
    $253,117
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

FL, MA, ME, NH, TX

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