Maurice Miller (CRD# 5190381) is an Investment Advisor Representative working at Prudential Financial Planning Services in Louisville, KY and has over 17 years of experience in the finance industry. Maurice Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Beachwood, OH | Jun 2023 - Current | < 1 |
| The Prudential Insurance Company Of America | Beachwood, OH | Jun 2023 - Current | < 1 |
| Mml Investors Services, LLC | Southfield, MI | Jun 2017 - Jun 2023 | 6 |
| Mass Mutual Life Insurance Company | Southfield, MI | May 2017 - Jun 2023 | 6 |
| Lpl Financial LLC | Southfield, MI | Apr 2015 - May 2017 | 2 |
| Redwood Financial Network Corp. | Southfield/novi, MI | Mar 2015 - May 2017 | 2 |
| Citizens Securities, Inc. | Ferndale, MI | Jan 2011 - Apr 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2006 |
- KY
- OH
- TX
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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