Nicholas DefenthalerCRD Number: 5301968
Current Firm: Raymond James Financial Services Advisors, Inc.
Nicholas Defenthaler (CRD# 5301968) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Southfield, MI and has over 7 years of experience in the finance industry. Nicholas Defenthaler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Pathway Financial Planning
Chisholm & Darden Investment Advisors, Inc.
Plante Moran Financial Advisors
|Raymond James Financial Services, Inc.||Southfield, MI||Apr 2014 - Current||2|
|Raymond James Financial Services Advisors Inc.||Southfield, MI||Apr 2014 - Current||2|
|Center For Financial Planning||Southfield, MI||Jul 2013 - Current||3|
|Raymond James Financial Services, Inc.||Southfield, MI||Dec 2013 - Apr 2014||< 1|
|Raymond James Financial Services, Inc.||Southfield, MI||Jul 2013 - Dec 2013||< 1|
|Cig Securities||Southfield, MI||Jun 2013 - Jul 2013||< 1|
|Bloom Asset Management||Farmington Hills, MI||Apr 2010 - Jun 2013||3|
|Gold Star Financial||Ann Arbor, MI||Sep 2009 - Apr 2010||< 1|
|Mercer Advisors||Novi, MI||Apr 2008 - Aug 2009||1|
|Belle Tire||Livonia, MI||Jan 2008 - Apr 2008||< 1|
|F & Pa Financial||Livonia, MI||Jun 2006 - Jan 2008||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||May 2009|
|S63||Uniform Securities State Law Examination||Apr 2014|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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