Patrick Auckland, financial advisor Southfield MI
58 score

Patrick Auckland

CRD Number: 5951811
Current Firm: Advice And Planning Services

Patrick Auckland (CRD# 5951811) is an Investment Advisor Representative working at Advice And Planning Services in Southfield, MI and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa Southfield, MI Dec 2015 - Current 1
Tiaa-cref Individual & Institutional Services, LLC Southfield, MI Dec 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Nov 2015 < 1
Morgan Stanley Bloomfield Hills, MI Feb 2014 - Nov 2015 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills, MI Jun 2011 - Feb 2014 2
Bank Of America, N.a. Bloomfield Hills, MI May 2011 - Feb 2014 2
Huntington Bank Sterling Heights, MI Dec 2010 - Jun 2011 < 1
Unemployed Rochester Hills, MI Sep 2010 - Nov 2010 < 1
Wells Fargo Rochester, MI Jul 2008 - Aug 2010 2
Countrywide / Bank Of America Auburn Hills, MI Apr 2003 - May 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Patrick J. Auckland
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
58

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