Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Peter Sigal, financial advisor Southlake TX
81 score

Peter Sigal

CRD Number: 1081389
Current Firm: Bakeravenue

Peter Sigal (CRD# 1081389) is an Investment Advisor Representative working at Bakeravenue in Southlake, TX and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Baker Avenue Asset Management San Francisco, CA Oct 2014 - Current 2
Unemployed San Francisco, CA May 2014 - Sep 2014 < 1
Charles Schwab & Company, Inc. San Francisco, CA Jul 2008 - May 2014 5
Charles Schwab Bank San Francisco, CA Jul 2008 - May 2014 5
Finra San Francisco, CA Apr 2007 - May 2014 7
Lifelock Tempe, AZ Dec 2006 - Oct 2010 3
Unemployed Houston, TX Nov 2007 - Jul 2008 < 1
First Financial Equity Corporation Houston, TX Dec 2006 - Nov 2007 < 1
Unemployed Houston, TX May 2006 - Dec 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1983
S65 NASAA Investment Advisors Law Examination Aug 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Peter A. Sigal
Phone Number: 415-986-1110
Firm Website:
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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