Andrew Thompson, financial advisor Sparks MD
96 score

Andrew Thompson

CRD Number: 4565928
Current Firm: Sc&h Financial Advisors, Inc.

Andrew Thompson (CRD# 4565928) is an Investment Advisor Representative working at Sc&h Financial Advisors, Inc. in Sparks, MD and has over 15 years of experience in the finance industry. Andrew Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Stout Causey & Horning Sparks, MD Mar 2008 - Current 10
Sc&h Financial Advisors, Inc. Sparks, MD Mar 2008 - Current 10
Triad Advisors, Inc. Norcross, GA Nov 2009 - Sep 2017 7
1st Global Capital Corp. Sparks, MD Apr 2008 - Nov 2009 1
1st Global Advisors, Inc. Sparks, MD Apr 2008 - Nov 2009 1
1st Global Insurance Services Sparks, MD Apr 2008 - Nov 2009 1
Fidelity Brokerage Services, LLC Baltimore, MD Jul 2007 - Mar 2008 < 1
Strategic Advisers, Inc. Baltimore, MD Jul 2007 - Mar 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S66 NASAA Uniform Combined State Law Examination Feb 2004
Contact Info for Andrew L. Thompson
Phone Number: 410-403-1512
Firm Website:
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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