Luis Padilla, financial advisor Sparks MD

Luis Padilla

CRD Number: 4628614
Current Firm: Founders Financial Securities, LLC

Luis Padilla (CRD# 4628614) is an Investment Advisor Representative working at Founders Financial Securities, LLC in Sparks, MD and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Maryland Wealth Management, LLC Sparks, MD Jul 2015 - Current 8
Founders Financial Securities LLC Towson, MD Sep 2009 - Current 14
Workforce Tactix, Inc. Sparks, MD May 2010 - Jul 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
S65 NASAA Investment Advisors Law Examination Jan 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Luis E. Padilla
Phone Number: 410-308-9988
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    2,909
    MILLIONS
  • Total Number of Accounts
    18,269
    ACCOUNTS
  • Average Account Value
    $159,230
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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