Christopher FacconeCRD Number: 4550052
Current Firm: Pnc Investments
Christopher Faccone (CRD# 4550052) is an Investment Advisor Representative working at Pnc Investments in Sparta, NJ and has over 14 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Gci Financial Group
|Pnc Bank||Sparta, NJ||Mar 2014 - Current||3|
|Pnc Investmenst LLC||Pittsburgh, PA||Mar 2014 - Current||3|
|Unemployed||Wantage, NJ||Feb 2013 - Mar 2014||1|
|J.p. Morgan Securities LLC||Sussex, NJ||Oct 2012 - Feb 2013||< 1|
|Jp Morgan Chase Bank||Sussex, NJ||Dec 2011 - Feb 2013||1|
|Chase Investment Services Corp||Sussex, NJ||Dec 2011 - Oct 2012||< 1|
|Unemployed||Toms River, NJ||Sep 2010 - Nov 2011||1|
|Wells Fargo Advisors||Toms River, NJ||Jul 2008 - Sep 2010||2|
|Wachovia Securities, LLC||Toms River, NJ||Jun 2008 - Sep 2010||2|
|Wachovia Bank, N.a.||Oakhurst, NJ||Jun 2008 - Sep 2010||2|
|Axa Advisors, LLC||New York, NY||Jul 2007 - Jun 2008||< 1|
|Pnc Investments||Brick, NJ||Jan 2006 - Jul 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management11,195MILLIONS
Total Number of Accounts78,826ACCOUNTS
Average Account Value$142,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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