Nicholas Nicolette (CRD# 1029894) is an Investment Advisor Representative working at Sterling Financial Planning Inc. in Sparta, NJ and has over 39 years of experience in the finance industry. Nicholas Nicolette has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4132890
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sterling Financial Planning Inc. | Sparta, NJ | Nov 1992 - Current | 31 |
| Sterling Financial Group, Inc. | Sparta, NJ | Apr 1992 - Current | 32 |
| Nicolas Anthony Nicolette - Self Employed | Port Jervis, NY | Oct 1982 - Current | 41 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1984 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
- NJ
- TX
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Total Assets Under Management623MILLIONS
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Total Number of Accounts1,575ACCOUNTS
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Average Account Value$395,689
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
CA, FL, GA, MA, ME, NC, NH, NJ, NY, PA, SC, TX, VA
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