Nicholas NicoletteCRD Number: 1029894
Current Firm: Sterling Financial Planning Inc.
Nicholas Nicolette (CRD# 1029894) is an Investment Advisor Representative working at Sterling Financial Planning Inc. in Sparta, NJ and has over 37 years of experience in the finance industry. Nicholas Nicolette has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Wells Fargo Clearing Services, LLC
|Sterling Financial Planning Inc.||Sparta, NJ||Nov 1992 - Current||29|
|Sterling Financial Group, Inc.||Sparta, NJ||Apr 1992 - Current||29|
|Nicolas Anthony Nicolette - Self Employed||Port Jervis, NY||Oct 1982 - Current||39|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1984|
|S65||NASAA Investment Advisors Law Examination||Sep 1998|
Total Assets Under Management540MILLIONS
Total Number of Accounts1,325ACCOUNTS
Average Account Value$407,682
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, FL, GA, LA, MA, MD, ME, NC, NH, NJ, NY, PA, SC, TX, VA
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