Mark Erickson, financial advisor Sparta WI
73 score

Mark Erickson

CRD Number: 1210611
Current Firm: Northwestern Mutual Investment Services,llc

Mark Erickson (CRD# 1210611) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Sparta, WI and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current 1
Northwestern Mutual Investment Services, LLC Sparta, WI Oct 2010 - Current 7
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 1981 - Current 36
Northwestern Mutual Investment Services, LLC La Crosse, WI Oct 2010 - Oct 2010 < 1
Northwestern Mutual Investment Services, LLC Sparta, WI Sep 2010 - Oct 2010 < 1
Northwestern Mutual Investment Services, LLC Eau Claire, WI Feb 1997 - Sep 2010 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1997
S66 NASAA Uniform Combined State Law Examination May 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Mark P. Erickson
Phone Number: 866-664-7737
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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