Dena WoffordCRD Number: 5342630
Current Firm: Janney Montgomery Scott LLC
Dena Wofford (CRD# 5342630) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Spartanburg, SC and has over 9 years of experience in the finance industry.
Cetera Advisor Networks LLC
1st Global Advisors Inc.
Securities America Advisors, Inc.
|Janney Montgomery Scott LLC||Spartanburg, SC||May 2015 - Current||1|
|Morgan Stanley Smith Barney||Spartanburg, SC||Jun 2009 - May 2015||5|
|Citigroup Global Markets Inc.||Spartanburg, SC||Sep 2002 - May 2015||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management19,593MILLIONS
Total Number of Accounts60,602ACCOUNTS
Average Account Value$323,312
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV