Dena WoffordCRD Number: 5342630
Current Firm: Janney Montgomery Scott LLC
Dena Wofford (CRD# 5342630) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Spartanburg, SC and has over 8 years of experience in the finance industry.
Cetera Advisor Networks LLC
1st Global Advisors Inc.
Securities America Advisors, Inc.
|Janney Montgomery Scott LLC||Spartanburg, SC||May 2015 - Current||1|
|Morgan Stanley Smith Barney||Spartanburg, SC||Jun 2009 - May 2015||5|
|Citigroup Global Markets Inc.||Spartanburg, SC||Sep 2002 - May 2015||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management19,593MILLIONS
Total Number of Accounts60,602ACCOUNTS
Average Account Value$323,312
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops