Derek HawkCRD Number: 5493801
Current Firm: Cetera Advisor Networks LLC
Derek Hawk (CRD# 5493801) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Spartanburg, SC and has over 7 years of experience in the finance industry. Derek Hawk has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
My mission is to help folks make the right kind of plan.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
1st Global Advisors Inc.
Securities America Advisors, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - Current||4|
|Financial Network||El Segundo, CA||Jan 2010 - Current||7|
|Edward Jones||St Louis, MO||Feb 2008 - Current||9|
|Brannon And Creech Inc.||Greer, SC||May 2006 - Current||11|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Apr 2008|
|S66||NASAA Uniform Combined State Law Examination||Apr 2008|
Total Assets Under Management16,791MILLIONS
Total Number of Accounts70,113ACCOUNTS
Average Account Value$239,482
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops