Nicole BakerCRD Number: 6203407
Current Firm: 1st Global Advisors Inc.
Nicole Baker (CRD# 6203407) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Spartanburg, SC and has over 4 years of experience in the finance industry.
Cetera Advisor Networks LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
1st Global Advisors Inc.
|1st Global Advisors, Inc.||Spartanburg, SC||Jun 2013 - Current||4|
|1st Global Capital Corp||Spartanburg, SC||Jun 2013 - Current||4|
|Elliott & Painter, LLP||Spartanburg, SC||Nov 2003 - Current||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2013|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV