James Shoquist, financial advisor Spencer IA
93 score

James Shoquist

CRD Number: 5612546
Current Firm: Northwest Wealth Management, LLC

James Shoquist (CRD# 5612546) is an Investment Advisor Representative working at Northwest Wealth Management, LLC in Spencer, IA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Northwest Wealth Management LLC Omaha, NE May 2014 - Current 2
Wells Fargo Advisors LLC Omaha, NE Jan 2011 - May 2014 3
Wells Fargo Bank, N.a. Omaha, NE Oct 2005 - May 2014 8
Wells Fargo Investments, LLC Papillion, NE Oct 2008 - Jan 2011 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Contact Info for James R. Shoquist
Phone Number: 712-580-4100
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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