Randy ImmekerCRD Number: 1184347
Current Firm: Northwest Wealth Management, LLC
Randy Immeker (CRD# 1184347) is an Investment Advisor Representative working at Northwest Wealth Management, LLC in Spencer, IA and has over 34 years of experience in the finance industry. Randy Immeker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fsc Securities Corporation
Lpl Financial LLC
Principal Securities, Inc.
|Northwest Wealth Management||Arnolds Park, IA||Sep 2010 - Current||7|
|Money Concepts Capital Corp||Palm Beach Gardens, FL||Jan 2006 - Sep 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
|S65||NASAA Investment Advisors Law Examination||Jan 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management343MILLIONS
Total Number of Accounts2,807ACCOUNTS
Average Account Value$122,227
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, IA, IN, MN, MO, NE, SD, TX
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