David Herron, financial advisor Spokane WA
93 score

David Herron

CRD Number: 1020419
Current Firm: Northwestern Mutual Investment Services,llc

David Herron (CRD# 1020419) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Spokane, WA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Oct 2015 - Current 1
Northwestern Mutual Investment Services, LLC Spokane, WA Jul 2015 - Current 1
Mark W Lupton Spokane, WA Jul 2015 - Current 1
Nml Equity Services, Inc. Milw, WI Jun 1983 - Current 33
Northwestern Mutual Investment Services, LLC Spokane, WA Oct 1981 - Current 35
Northwestern Mutual Life Milwaukee, WI May 1979 - Jun 2015 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1982
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for David M. Herron
Phone Number: 866-664-7737
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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