Karen English, financial advisor Spokane WA
93 score

Karen English

CRD Number: 5489654
Current Firm: Rbc Capital Markets, LLC

Karen English (CRD# 5489654) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Spokane, WA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Spokane, WA Jun 2009 - Current 7
Ubs Financial Services Inc. Spokane, WA Feb 2008 - Jun 2009 1
Unemployed Fairhope, AL May 2007 - Feb 2008 < 1
University Of South Alabama Accounting Department Mobile, AL Jan 2005 - May 2007 2
University Of South Alabama Mobile, AL Aug 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Karen I. English
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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