Mark LuptonCRD Number: 4548525
Current Firm: Northwestern Mutual Investment Services,llc
Mark Lupton (CRD# 4548525) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Spokane, WA and has over 14 years of experience in the finance industry. Mark Lupton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Selkirk Wealth Advisors, LLC
Allegro Wealth Management, Inc.
Voya Financial Advisors, Inc.
|Northwestern Mutual Investment Services, LLC||Spokane, WA||Nov 2004 - Current||12|
|Northwestern Mutual Investment Servivces, LLC||Spokane, WA||Jun 2002 - Current||15|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jun 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2002|
|S66||NASAA Uniform Combined State Law Examination||Aug 2005|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV