David Ford (CRD# 2246830) is an Investment Advisor Representative working at Lpl Financial LLC in Spooner, WI and has over 31 years of experience in the finance industry. David Ford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2478744
U.s. Bancorp Investments, Inc.
CRD# 3183300
Ameriprise Financial Services, LLC
CRD# 6598089
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Spooner, WI | Nov 2017 - Current | 6 |
| Investment Centers Of America, Inc. | Spooner, WI | Apr 2016 - Nov 2017 | 1 |
| Securities America, Inc. | Spooner, WI | Feb 2012 - Apr 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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