Chase Thomas (CRD# 6086393) is an Investment Advisor Representative working at Alpha Wealth Funds, LLC in Park City, UT and has over 11 years of experience in the finance industry. Chase Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alpha Wealth Funds, LLC | Park City, UT | Mar 2018 - Current | 6 |
| Wilkinson Financial LLC | Spring, TX | Jul 2015 - Mar 2018 | 2 |
| Fidelity Investments | American Fork, UT | Jun 2012 - Jul 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2014 |
- TX
- UT
-
Total Assets Under Management97MILLIONS
-
Total Number of Accounts173ACCOUNTS
-
Average Account Value$560,354
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Publication of periodicals or newsletters
- Educational seminars/workshops
TX, UT
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