James BailesCRD Number: 4439912
Current Firm: Wealth Management Investment Advisors, LLC
James Bailes (CRD# 4439912) is an Investment Advisor Representative working at Wealth Management Investment Advisors, LLC in Spring, TX and has over 17 years of experience in the finance industry. James Bailes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Linscomb & Williams
Hill Investment Group
Ameriprise Financial Services, Inc.
|Wealth Management Investment Advisors, LLC||Spring, TX||Oct 2014 - Current||5|
|Regal Investment Advisors LLC||Kentwood, MI||Nov 2013 - Current||6|
|Bailes Bates & Associates LLP||Sugar Land, TX||Sep 2003 - Current||16|
|Cambridge Legacy Securities, LLC||Dallas, TX||Nov 2008 - Jun 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2002|
|S65||NASAA Investment Advisors Law Examination||Jan 2004|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
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