James Bailes, financial advisor Spring TX
96 score

James Bailes

CRD Number: 4439912
Current Firm: Wealth Management Investment Advisors, LLC

James Bailes (CRD# 4439912) is an Investment Advisor Representative working at Wealth Management Investment Advisors, LLC in Spring, TX and has over 14 years of experience in the finance industry. James Bailes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wealth Management Investment Advisors, LLC Spring, TX Oct 2014 - Current 2
Regal Investment Advisors LLC Kentwood, MI Nov 2013 - Current 2
Bailes Bates & Associates LLP Sugar Land, TX Sep 2003 - Current 13
Cambridge Legacy Securities, LLC Dallas, TX Nov 2008 - Jun 2012 3
Princor Financial Services Corporation Sugar Land, TX Oct 2003 - Nov 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2002
S65 NASAA Investment Advisors Law Examination Jan 2004
Contact Info for James R. Bailes
Phone Number: 281-444-2220
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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