James AtenCRD Number: 1163616
Current Firm: Raymond James & Associates, Inc.
James Aten (CRD# 1163616) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Spring Hill, FL and has over 34 years of experience in the finance industry.
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|Raymond James & Associates, Inc.||Spring Hill, FL||May 1994 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1983|
|S65||NASAA Investment Advisors Law Examination||Mar 1997|
- Customer Dispute
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)