William Gardner, financial advisor Spring Hill FL
71 score

William Gardner

CRD Number: 3020106
Current Firm: Kms Financial Services, Inc.

William Gardner (CRD# 3020106) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Spring Hill, FL and has over 18 years of experience in the finance industry.

Similar Advisors
Justin Pullaro, financial advisor Spring Hill FL
Justin A. Pullaro
CRD# 5208633
Pullaro Financial Services, Inc.
Score
103
Similar Advisors
Kurt Anderson, financial advisor Spring Hill FL
Kurt A. Anderson
CRD# 2241839
Usaa Financial Planning Services
Score
96
Similar Advisors
Steve Athanassie, financial advisor Spring Hill FL
Steve Athanassie
CRD# 1329148
Provise Management Group, LLC
Score
96
Company Name Location Dates Years
Kms Financial Services, Inc. Seattle, WA Aug 2015 - Current 1
Florida Tax Advisors, LLC Spring Hill, FL Jan 2003 - Current 13
Symetra Investment Services, Inc. Bellevue, WA Mar 2006 - Aug 2015 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William S. Gardner
Phone Number: [206]441-2885
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    5,174
    MILLIONS
  • Total Number of Accounts
    24,587
    ACCOUNTS
  • Average Account Value
    $210,434
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
71

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.