Richard SmithCRD Number: 6200462
Current Firm: Fifth Third Securities, Inc.
Richard Smith (CRD# 6200462) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Springboro, OH and has over 8 years of experience in the finance industry.
Prudential Financial Planning Services
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Fifth Third Securities||Springboro, OH||Apr 2013 - Current||8|
|Fifth Third Bank||Springboro, OH||Dec 2000 - Current||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2013|
|S65||NASAA Investment Advisors Law Examination||Oct 2017|
Total Assets Under Management1,885MILLIONS
Total Number of Accounts7,984ACCOUNTS
Average Account Value$236,155
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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