Kenneth Smith (CRD# 2300203) is an Investment Advisor Representative working at Compass Financial Advisors, LLC in West Chester, PA and has over 29 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equalize Capital | San Juan, PR | Jan 2019 - Current | 5 |
| J Alden Associates Inc. | Jenkintown, PA | Mar 2018 - Current | 6 |
| Alden Capital Management Inc. | Jenkintown, PA | Feb 2018 - Current | 6 |
| Compass Financial Advisors, LLC | Springfield, PA | Nov 2003 - Current | 20 |
| Cohen & Company Financial Management, LLC | Philadelphia, PA | Jan 2017 - Mar 2021 | 4 |
| Dekania Capital Management, LLC | Philadelphia, PA | Jan 2017 - Mar 2021 | 4 |
| Bluestone Capital Management | Wayne, PA | Jan 2014 - Oct 2020 | 6 |
| Mcg Securities LLC | Wayne, PA | Apr 2012 - Oct 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1995 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2001 |
- PA
-
Total Assets Under Management16MILLIONS
-
Total Number of Accounts63ACCOUNTS
-
Average Account Value$246,468
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
PA
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