David Travis, financial advisor Springfield IL

David Travis

CRD Number: 5056057
Current Firm: Lpl Financial LLC

David Travis (CRD# 5056057) is an Investment Advisor Representative working at Lpl Financial LLC in Springfield, IL and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Springfield, IL Jun 2020 - Current 1
Mml Investors Services, LLC Springfield, IL Mar 2017 - Jun 2020 3
Metlife Securities Inc. Springfield, IL Jan 2013 - Mar 2017 4
J.p. Morgan Securities LLC Springfield, IL Oct 2012 - Jan 2013 < 1
Chase Investment Services Corp Springfield, IL Apr 2010 - Jan 2013 2
Springfield Baseball And Softball Academy Springfield, IL Apr 2009 - Jan 2012 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2006
Contact Info for David L. Travis
Phone Number: 704-733-3300
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    268,834
    MILLIONS
  • Total Number of Accounts
    1,055,189
    ACCOUNTS
  • Average Account Value
    $254,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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