Harmon Deal, financial advisor Springfield IL
93 score

Harmon Deal

CRD Number: 1436217
Current Firm: L.a. Burton & Associates, Inc.

Harmon Deal (CRD# 1436217) is an Investment Advisor Representative working at L.a. Burton & Associates, Inc. in Springfield, IL and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Deal & Company Jacksonville, IL Dec 1997 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1986
S65 NASAA Investment Advisors Law Examination Jun 2010
Contact Info for Harmon B. Deal
Phone Number: 217-726-8100
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    175
    MILLIONS
  • Total Number of Accounts
    34
    ACCOUNTS
  • Average Account Value
    $5,138,020
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
Types of Clients
Registered States

IL

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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