Stephen PattonCRD Number: 5135020
Current Firm: Eagle Strategies LLC
Stephen Patton (CRD# 5135020) is an Investment Advisor Representative working at Eagle Strategies LLC in Springfield, IL and has over 16 years of experience in the finance industry.
Private Advisor Group, LLC
Advanced Trader Investment Advisors, LLC
Horace Mann Investors, Inc.
|Eagle Strategies LLC||Creve Coeur, MO||Jan 2020 - Current||3|
|Patton Financial Group||Springfield, IL||Feb 2012 - Current||10|
|Nylife Securities, Inc.||Creve Coeur, MO||Jul 2006 - Current||16|
|New York Life Insurance Company||Creve Coeur, MO||Apr 2006 - Current||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2006|
|S66||NASAA Uniform Combined State Law Examination||Jan 2020|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management18,110MILLIONS
Total Number of Accounts84,457ACCOUNTS
Average Account Value$214,423
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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