Christine Shukes, financial advisor Springfield MA
93 score

Christine Shukes

CRD Number: 5319513
Current Firm: Ubs Financial Services Inc.

Christine Shukes (CRD# 5319513) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Springfield, MA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Springfield, MA Jan 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Springfield, MA Apr 2007 - Jan 2009 1
Chief's Lounge Chicopee, MA Dec 2005 - Mar 2007 1
Countrywide Home Loans West Springfield, MA Aug 2003 - Mar 2007 3
The Society Springfield, MA Apr 2004 - Aug 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Christine S. Shukes
Phone Number: 201-352-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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