Kathleen Kane, financial advisor Springfield MA
93 score

Kathleen Kane

CRD Number: 3103845
Current Firm: Northwestern Mutual Investment Services,llc

Kathleen Kane (CRD# 3103845) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Springfield, MA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Mar 2014 - Current 2
The Northwestern Mutual Life Insurance C Milwaukee, WI Jul 1999 - Current 17
Northwestern Mutual Investment Services, LLC Springfield, MA Jul 1999 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1999
S66 NASAA Uniform Combined State Law Examination Feb 2006
Contact Info for Kathleen M. Kane
Phone Number: 866-664-7737
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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