Lea Walsh, financial advisor Springfield MA

Lea Walsh

CRD Number: 7068556
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lea Walsh (CRD# 7068556) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Springfield, MA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Springfield, MA Mar 2019 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield, MA Jan 2019 - Current 3
United Personnel - Springfield Symphony Springfild, MA Dec 2018 - Jan 2019 < 1
Americorp South Hadley, MA Sep 2018 - Oct 2018 < 1
Unemployed South Hadley, MA May 2018 - Sep 2018 < 1
Mount Holyoke College South Hadley, MA Feb 2018 - May 2018 < 1
Mount Holyoke College South Hadley, MA Sep 2009 - May 2018 8
Temple Israel Minneapolis, MN Jun 2016 - Sep 2017 1
Minneapolis Community And Technical College Minneapolis, MN Aug 2015 - Dec 2016 1
Jeane Torne - Temple Israel Minneapolis, MN Mar 2016 - Jun 2016 < 1
Talde Jersey City, NJ Jun 2015 - Aug 2015 < 1
Robert Half - Serc/dod Hoboken, NJ May 2014 - Jun 2014 < 1
Robert Half -ieee New York, NY Aug 2013 - Mar 2014 < 1
Brentwood Resturuant Carolina Shores, NC Mar 2013 - Jul 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Lea M. Walsh
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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