Alan Suiter, financial advisor Springfield MO
63 score

Alan Suiter

CRD Number: 1217290
Current Firm: Saxony Capital Management, LLC

Alan Suiter (CRD# 1217290) is an Investment Advisor Representative working at Saxony Capital Management, LLC in Springfield, MO and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Saxony Securities Inc. St Louis, MO Sep 2002 - Current 14
First Financial Consultants, Inc. Springfield, MO Jun 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination Jan 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Alan K. Suiter
Phone Number: 314-963-9336
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    185
    MILLIONS
  • Total Number of Accounts
    508
    ACCOUNTS
  • Average Account Value
    $363,273
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, HI, IL, MA, MI, MO, MT, NE, NH, NJ, NY, OH, PA, TX, WI

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BADGES
63

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