Dennis Heim, financial advisor Springfield MO
86 score

Dennis Heim

CRD Number: 1343699
Current Firm: Hya Advisors, Inc.

Dennis Heim (CRD# 1343699) is an Investment Advisor Representative working at Hya Advisors, Inc. in Springfield, MO and has over 31 years of experience in the finance industry. Dennis Heim has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Greg Snider, financial advisor Springfield MO
Greg W. Snider
CRD# 5494772
Ledgestone Capital Management, LLC
Similar Advisors
Stanley Arnoldy, financial advisor Springfield MO
Stanley H. Arnoldy
CRD# 2373431
Edward Jones
Similar Advisors
Michael Babcock, financial advisor Springfield MO
Michael A. Babcock
CRD# 4837676
The Wealth Conservatory
Professional Designations
Company Name Location Dates Years
Heim, Young & Associates Springfield, MO Jan 1996 - Current 20
Hya Advisors Inc. Springfield, MO Mar 1991 - Current 25
Hya Financial Corp Springfield, MO Jan 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dennis J. Heim
Phone Number: 417-882-7283
Registered State(s):
  • AR
  • MO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Dennis Heim and other advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.